SEC Questions

I've been advised on multiple occasions that agreeing to a finder's fee as a percentage of capital raised is illegal in the United States, unless the "finder" is a licensed broker-dealer. Despite...

Investment USA Investors SEC

asked Jan 30 '13 at 02:33

Channel72
106 points

I would like to follow the development of the regulations so as to better understand them when they are finalized. How/where can I follow the developing SEC's regulations related to the JOBS...

Regulation SEC Crowdfunding

asked May 14 '12 at 04:35

Russ O'matic
6 points

Companies that have $10 million in assets and 500 shareholders of record are currently required to register with the Securities and Exchange Commission (SEC) and are thus subject, among other...

Stock Options Shares SEC

asked Mar 26 '12 at 07:38

Blunders .
899 points

We are about to create an investment club. We have plans to buy stock, but we plan to invest over 50% of our shares monthly minimums on startups. Is this allowed since we are an LLC with multiple...

Investors SEC

asked Mar 7 '12 at 03:11

Constantine Hinds
11 points